RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••••• B•••
- B••• F•••••••• G••••• I••• state registered currentsince Nov 1, 2017 · East Longmeadow, Ma
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 6, 2014 to Aug 17, 2018 · Longmeadow, Ma
- K•••• M••••••••• formerJul 2, 2010 to Dec 31, 2013 · Longmeadow, Ma
- W•••••••• F•••••••• G••••• I••• formerFeb 26, 2007 to Jun 29, 2010 · W••••••••, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 15, 2006 to Mar 20, 2007 · Grafton, Ma
- U•••••••• S••••••••• I••• unclassifiedMar 29, 2005 to May 17, 2006 · East Long Meadow, Ma
- G••••• F•••••••• P•••••• C••••••• I••• to B••• F•••••••• G••••• I•••left Aug 17, 2018, registered Nov 1, 2017 (-289 days) · Affiliated broker-dealer or bank to a state-registered adviser
- K•••• M••••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Dec 31, 2013, registered Jan 6, 2014 (6 days) · Other
- W•••••••• F•••••••• G••••• I••• to K•••• M•••••••••left Jun 29, 2010, registered Jul 2, 2010 (3 days) · Other
- V••• F•••••••• A•••••••• I••• to W•••••••• F•••••••• G••••• I•••left Mar 20, 2007, registered Feb 26, 2007 (-22 days) · Other
- U•••••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left May 17, 2006, registered May 15, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address