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RIA Intelligence
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Registered advisor
R•••••• M•••••• B••••
Feed of 09/15/2026
Also filed as R•••••• M•••••• B••••
At current firm
5 y
since Jan 20, 2021
In the industry
30 y
since Jan 19, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 20, 2021 · Palo Alto, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 26, 2016 to Dec 31, 2020 · San Mateo, Ca
- T• A••••••••• I••• formerAug 26, 2016 to Jan 11, 2021 · San Mateo, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to M••••• S••••••left Jan 11, 2021, registered Jan 20, 2021 (9 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Aug 26, 2016 (-1588 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address