RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J•• G•••••••••
- T•• O•• R•••• F•••••••• S••••••• G••••• I•• independent RIA currentsince Sep 18, 2018 · Golden Valley, Mn
- F•••• A••••••• independent RIAJul 31, 2014 to Sep 21, 2018 · Plymouth, Mn
- R••••• W• B•••• • C•• I••••••••• mixed wealthMar 17, 2008 to Jul 9, 2014 · Edina, Mn
- W•••• F•••• I••••••••• L•• unclassifiedMay 5, 2004 to Mar 11, 2008 · Wayzata, Mn
- F•••• A••••••• to T•• O•• R•••• F•••••••• S••••••• G••••• I••left Sep 21, 2018, registered Sep 18, 2018 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- R••••• W• B•••• • C•• I••••••••• to F•••• A•••••••left Jul 9, 2014, registered Jul 31, 2014 (22 days) · Other
- W•••• F•••• I••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Mar 11, 2008, registered Mar 17, 2008 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address