DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Feltl Advisors
Legal name Feltl Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Nov 1, 2012 · 21 filings
SEC status approved since Nov 1, 2012
RAUM
$166M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
94%
$155M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$11.0M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$166M as of Mar 31, 2026
Mar 28, 2013$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)15 as of Mar 31, 2026
Mar 28, 20132 then
Employees (5.A)15 as of Mar 31, 2026
Mar 28, 201337 then
Private funds: no history
RAUM +25% over the last fiscal year+18% a year over threeIARs 16 to 15
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $11.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $294,167derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$155M94%
- Corporations and businesses$10.2M6.2%
- Individual clients
- 395reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 563reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=15.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Henry Metz | Plymouth, Mn | Jul 18, 2013 | 42 y | 1 |
| Elizabeth Louise Knutson | Jacksonville, Fl | Aug 29, 2013 | 36 y | 2 |
| Timothy Luke Wynne | New Port Richey, Fl | Sep 16, 2013 | 40 y | 1 |
| Mitchell Jay Edwards | Plymouth, Mn | Dec 19, 2013 | 26 y | 0 |
| Scott Charles Robbins | Plymouth, Mn | Dec 20, 2013 | 30 y | 0 |
| Scott Robert Eugene Johnson | Plymouth, Mn | Dec 20, 2013 | 42 y | 0 |
| Dirk Garret Van Krevelen | Plymouth, Mn | Jul 31, 2014 | 42 y | 2 |
| John Christopher FeltlChartered Financial Analyst | Plymouth, Mn | Oct 2, 2014 | 33 y | 0 |
| Steven Mack Gray | Edwardsville, Il | May 19, 2015 | 24 y | 3 |
| Todd Robert Zipfel | Edwardsville, Il | Nov 5, 2015 | 33 y | 1 |
| Justin Anthony Mcbride | Edwardsville, Il | Dec 9, 2015 | 22 y | 4 |
| Walter John Narcum | St. Francis, Mn | May 13, 2016 | 18 y | 1 |
| Dana William Buska | Minnetonka, Mn | Aug 30, 2016 | 31 y | 0 |
| Ethan De Naray | Plymouth, Mn | Jul 27, 2017 | 23 y | 1 |
| Eric Jean Overvig | Plymouth, Mn | Mar 25, 2019 | 21 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ben Gilbertson to Edward JonesApr 26, 2021 · RIA to affiliated broker-dealer or bank
- Paul William Cochran to Edward JonesAug 10, 2020 · RIA to affiliated broker-dealer or bank
- Murray Joseph Johnston to Osaic Institutions, Inc.Nov 18, 2019 · RIA to affiliated broker-dealer or bank
- Benjamin John Scheibe to Rocket Capital Management, L.L.C.Jan 25, 2019 · RIA to a state-registered adviser
- David Jay Goldenberg to The Oak Ridge Financial Services Group, IncSep 21, 2018 · RIA to affiliated broker-dealer or bank
- Robert Eugene Long to The Oak Ridge Financial Services Group, IncSep 7, 2018 · RIA to affiliated broker-dealer or bank
- Gregory Paul Blenkush to Cahill Financial Advisors, Inc.Feb 20, 2018 · Other
- Michelle Ruth Damon to Cahill Financial Advisors, Inc.Feb 20, 2018 · Other
- Christopher J. Pavek to Vantage Point Wealth ManagementJan 24, 2018 · Other
- Stephen Pavey Meskan to Fourstar Wealth Advisors, LLCNov 13, 2017 · Other
- Gregory Paul Grunsted to Van Clemens Wealth Management, LLCJun 29, 2017 · Other
- Thomas Mitchel Marshburn to Capital Markets Iq, LLCAug 29, 2016 · Other
- Garryl Weston Keel to The Oak Ridge Financial Services Group, IncFeb 3, 2016 · Other
- Jeffrey George Wick to Cambridge Investment Research Advisors, Inc.Oct 30, 2015 · Other
- Matthew Daniel Fitch to Great Valley Advisor Group, LLCAug 11, 2015 · Other
Joined, latest
- Eric Jean Overvig from The Oak Ridge Financial Services Group, IncMar 25, 2019 · Affiliated broker-dealer or bank to independent RIA
- Ethan De Naray from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 27, 2017 · Other
- Walter John Narcum from Wells Fargo AdvisorsMay 13, 2016 · Other
- Justin Anthony Mcbride from U.S. Bancorp Investments, Inc.Dec 9, 2015 · Other
- Todd Robert Zipfel from U.S. Bancorp Investments, Inc.Nov 5, 2015 · Other
- Steven Mack Gray from Investment Professionals, Inc.May 19, 2015 · Other
- Patricia Michelle Vega from Robert W. Baird & Co. IncorporatedJan 21, 2015 · Other
- Garryl Weston Keel from U.S. Bancorp Investments, Inc.Jan 21, 2015 · Other
- Jeffrey George Wick from U.S. Bancorp Investments, Inc.Jan 21, 2015 · Other
- Thomas Mitchel Marshburn from Red Rock Mortgage Management, LcDec 10, 2014 · Other
- Dirk Garret Van Krevelen from U.S. Bancorp Investments, Inc.Jul 31, 2014 · Other
- David Jay Goldenberg from Robert W. Baird & Co. IncorporatedJul 31, 2014 · Other
- Benjamin John Scheibe from Wells Fargo AdvisorsDec 20, 2013 · Other
- Michelle Ruth Damon from Stifel, Nicolaus & Company, IncorporatedDec 20, 2013 · Other
- Timothy Luke Wynne from Oppenheimer & Co. Inc.Sep 16, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for The Oak Ridge Financial Services Group, IncSep 7, 2018 · Plymouth, Mn
- 2 left for Cahill Financial Advisors, Inc.Feb 20, 2018 · Inver Grove Heights, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jay Mitchell Edwards · Coo, Corporate Secretarycontrolsince 01/2013 · owns less than 5%
- Christopher John Feltl · Ceo, Trustee Of Jcf Trustcontrolsince 01/2013 · owns 50% to 75%
- Joanne Mary Feltl · Presidentcontrolsince 01/2013 · owns less than 5%
- Garret Dirk Van Krevelen · Ccocontrolsince 07/2014 · owns less than 5%
Entity owners
- Jcf Trust · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Feltl And Companybroker-dealerreal estatenRAUM $93.8M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Mn · principal | 14 | 0 | 0 | ||
| Edwardsville, Il | 3 | 0 | 0 | ||
| Minnetonka, Mn | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Plymouth, MN8 employees
- Edwardsville, IL3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 523 to 563Mar 24, 2025 to Mar 31, 2026
- Advisory employees · 14 to 15Mar 24, 2025 to Mar 31, 2026
- BD registered reps · 18 to 15Mar 24, 2025 to Mar 31, 2026
- Corporate clients · 1 to 2Mar 24, 2025 to Mar 31, 2026
- Individual clients · 384 to 395Mar 24, 2025 to Mar 31, 2026
- Employees · 20 to 15Mar 24, 2025 to Mar 31, 2026
- State-registered IARs · 16 to 15Mar 24, 2025 to Mar 31, 2026
- Individual RAUM · $127M to $155MMar 24, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $132M to $166MMar 24, 2025 to Mar 31, 2026
- RAUM · $132M to $166MMar 24, 2025 to Mar 31, 2026
- Accounts · 510 to 523Mar 27, 2024 to Mar 24, 2025
- Individual clients · 352 to 384Mar 27, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 24, 2025
- Individual RAUM · $116M to $127MMar 27, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $121M to $132MMar 27, 2024 to Mar 24, 2025
- RAUM · $121M to $132MMar 27, 2024 to Mar 24, 2025
- Accounts · 342 to 510Mar 1, 2024 to Mar 27, 2024
- Individual clients · 343 to 352Mar 1, 2024 to Mar 27, 2024
- Individual RAUM · $96.2M to $116MMar 1, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $100M to $121MMar 1, 2024 to Mar 27, 2024
- RAUM · $100M to $121MMar 1, 2024 to Mar 27, 2024
- HQ city · MINNETONKA to PLYMOUTHMar 31, 2023 to Mar 1, 2024
- Accounts · 341 to 342Mar 31, 2022 to Mar 31, 2023
- Individual clients · 340 to 343Mar 31, 2022 to Mar 31, 2023
- Individual RAUM · $107M to $96.2MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $112M to $100MMar 31, 2022 to Mar 31, 2023
- RAUM · $112M to $100MMar 31, 2022 to Mar 31, 2023
- Accounts · 387 to 341Aug 17, 2021 to Mar 31, 2022
- Advisory employees · 15 to 14Aug 17, 2021 to Mar 31, 2022
- BD registered reps · 20 to 18Aug 17, 2021 to Mar 31, 2022
- Individual clients · 385 to 340Aug 17, 2021 to Mar 31, 2022
- Employees · 24 to 20Aug 17, 2021 to Mar 31, 2022
- State-registered IARs · 17 to 16Aug 17, 2021 to Mar 31, 2022
- Other offices · 4 to 2Aug 17, 2021 to Mar 31, 2022
- Individual RAUM · $87.8M to $107MAug 17, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $92.2M to $112MAug 17, 2021 to Mar 31, 2022
- RAUM · $92.2M to $112MAug 17, 2021 to Mar 31, 2022
- Accounts · 324 to 387Jun 30, 2020 to Mar 31, 2021
- Advisory employees · 16 to 15Jun 30, 2020 to Mar 31, 2021
- BD registered reps · 25 to 20Jun 30, 2020 to Mar 31, 2021
Signals
4 dated events
- Feltl Advisors reported 17 state-registered advisory representatives, up from 0 (2020-06-30 to 2021-03-31)Mar 31, 2021 · Advisor headcount change · derived
- Bernard Michael Schierman (Cfo, Trustee Of Mary Joanne Feltl Irrevocable Jcf Trust) no longer on Schedule A of Feltl Advisors (listed 2019-04-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Feltl Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 1, 2012 · Succession (Item 4) · fact
- Feltl Advisors filed its initial SEC registration (Form ADV)Nov 1, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 612-492-8800reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 612-492-8899reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 866-655-3431reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- FELTLADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612-492-8800reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- feltladvisors.com/about/managementreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026