DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• A••••• A••••

C••••• • A••••••••• I•••independent RIATampa, Fl dual registrantIAPD 2682409

Feed of 09/15/2026

Also filed as Bill A••••

At current firm

2 y

since Aug 26, 2024

In the industry

30 y

since Jan 16, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• • A••••••••• I••• independent RIA current
since Aug 26, 2024 · Tampa, Fl
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Aug 29, 2024 · Panama City, Fl
I••••• F•••••••• C••••••••• former
Apr 15, 2013 to Feb 15, 2018 · Panama City, Fl
G••••• W••••• M••••••••• I••• BD affiliated
Aug 7, 2007 to Apr 12, 2013 · Roanoke, Va
C••• B•••••••• S•••••••• I••• former
Feb 12, 2002 to Aug 7, 2007 · Linn Haven, Fl

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• • A••••••••• I•••
left Aug 29, 2024, registered Aug 26, 2024 (-3 days) · Affiliated broker-dealer or bank to independent RIA
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
G••••• W••••• M••••••••• I••• to I••••• F•••••••• C•••••••••
left Apr 12, 2013, registered Apr 15, 2013 (3 days) · Other
C••• B•••••••• S•••••••• I••• to G••••• W••••• M••••••••• I•••
left Aug 7, 2007, registered Aug 7, 2007 (0 days) · Other

Signals

W•••••• A••••• A•••• left L•• F•••••••• L•• for C••••• • A••••••••• I••• (registered 2024-08-26)
Aug 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address