RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• A•••• R••••••
- H••• W••••• A••••••• independent RIA currentsince Oct 6, 2017 · Conshohocken, Pa
- L••••• C•••••• M••••••••• L•• formerSep 3, 2008 to Dec 31, 2017 · Philadelphia, Pa
- W••••• S••••• S••••••••• I••• formerJun 6, 2006 to Sep 5, 2008 · Red Bank, Nj
- C••••••••• I••••••••• S••••••••• L•• formerApr 11, 2003 to Mar 7, 2006 · Yardley, Pa
- C••••••••• I••••••••• S•••••••• I•• unclassifiedOct 28, 2002 to Apr 3, 2003 · Yardley, Pa
- C•• I••••••••• S••••••••• L•• formerOct 28, 2002 to Mar 21, 2006 · Yardley, Pa
- L••••• C•••••• M••••••••• L•• to H••• W••••• A•••••••left Dec 31, 2017, registered Oct 6, 2017 (-86 days) · Other · moved with a team
- W••••• S••••• S••••••••• I••• to L••••• C•••••• M••••••••• L••left Sep 5, 2008, registered Sep 3, 2008 (-2 days) · Other
- C•• I••••••••• S••••••••• L•• to C••••••••• I••••••••• S••••••••• L••left Mar 21, 2006, registered Apr 11, 2003 (-1075 days) · Other
- C••••••••• I••••••••• S••••••••• L•• to W••••• S••••• S••••••••• I•••left Mar 7, 2006, registered Jun 6, 2006 (91 days) · Other
- C••••••••• I••••••••• S•••••••• I•• to C•• I••••••••• S••••••••• L••left Apr 3, 2003, registered Oct 28, 2002 (-157 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address