DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Locust Capital Management LLC

Former SEC-registered adviserPhiladelphia, PennsylvaniaCRD 148148SEC 801-71513IAPD
Latest filing Feb 24, 2017
First filing on the tape Jan 26, 2012 · 17 filings
RAUM
$344M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$344M as of Feb 24, 2017
Jan 26, 2012$120M then
HNW client RAUM: no history
State-registered IARs (5.B.3)8 as of Feb 24, 2017
Jan 25, 20130 then
Employees (5.A)12 as of Feb 24, 2017
Jan 25, 20136 then
Private funds: no history
RAUM +19% over the last fiscal year+14% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Feb 24, 2017; every figure names its basis
RAUM per advisor
$43.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$215,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,600reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Francis William Casey · Managing Member And Chief Compliance Officercontrol
      since 07/2009 · owns 10% to 25%
    • Anton Augustine Repetto · Managing Membercontrol
      since 07/2008 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 347 to 1,600
      Jun 9, 2016 to Feb 24, 2017
    • Discretionary RAUM · $3.0M to $344M
      Jun 9, 2016 to Feb 24, 2017
    • Non-discretionary RAUM · $285M to $0
      Jun 9, 2016 to Feb 24, 2017
    • RAUM · $288M to $344M
      Jun 9, 2016 to Feb 24, 2017
    • Accounts · 310 to 347
      Nov 13, 2015 to Feb 8, 2016
    • Discretionary RAUM · $0 to $3.0M
      Nov 13, 2015 to Feb 8, 2016
    • Non-discretionary RAUM · $280M to $285M
      Nov 13, 2015 to Feb 8, 2016
    • RAUM · $280M to $288M
      Nov 13, 2015 to Feb 8, 2016
    • Related adviser · false to true
      Oct 28, 2015 to Nov 13, 2015
    • Accounts · 1,500 to 310
      Mar 24, 2014 to Mar 13, 2015
    • Employees · 8 to 12
      Mar 24, 2014 to Mar 13, 2015
    • Financial planning clients · 1-10 to 11-25
      Mar 24, 2014 to Mar 13, 2015
    • State-registered IARs · 6 to 8
      Mar 24, 2014 to Mar 13, 2015
    • Non-discretionary RAUM · $232M to $280M
      Mar 24, 2014 to Mar 13, 2015
    • RAUM · $232M to $280M
      Mar 24, 2014 to Mar 13, 2015
    • Accounts · 1,100 to 1,500
      Jul 16, 2013 to Mar 24, 2014
    • Advisory employees · 9 to 8
      Jul 16, 2013 to Mar 24, 2014
    • Employees · 9 to 8
      Jul 16, 2013 to Mar 24, 2014
    • Non-discretionary RAUM · $182M to $232M
      Jul 16, 2013 to Mar 24, 2014
    • RAUM · $182M to $232M
      Jul 16, 2013 to Mar 24, 2014
    • Advisory employees · 5 to 9
      Mar 22, 2013 to Jul 16, 2013
    • Advisory activities · 4 to 3
      Mar 22, 2013 to Jul 16, 2013
    • Employees · 8 to 9
      Mar 22, 2013 to Jul 16, 2013
    • State-registered IARs · 0 to 6
      Mar 22, 2013 to Jul 16, 2013
    • Non-discretionary RAUM · $175M to $182M
      Mar 22, 2013 to Jul 16, 2013
    • RAUM · $175M to $182M
      Mar 22, 2013 to Jul 16, 2013
    • Accounts · 1,043 to 1,100
      Jan 25, 2013 to Mar 22, 2013
    • Advisory employees · 4 to 5
      Jan 25, 2013 to Mar 22, 2013
    • Employees · 6 to 8
      Jan 25, 2013 to Mar 22, 2013
    • Non-discretionary RAUM · $115M to $175M
      Jan 25, 2013 to Mar 22, 2013
    • RAUM · $115M to $175M
      Jan 25, 2013 to Mar 22, 2013
    • Accounts · 170 to 1,043
      Jan 26, 2012 to Jan 25, 2013
    • Advisory employees · unset to 4.0
      Jan 26, 2012 to Jan 25, 2013
    • Employees · unset to 6.0
      Jan 26, 2012 to Jan 25, 2013
    • State-registered IARs · unset to 0.0
      Jan 26, 2012 to Jan 25, 2013
    • Non-discretionary RAUM · $120M to $115M
      Jan 26, 2012 to Jan 25, 2013
    • RAUM · $120M to $115M
      Jan 26, 2012 to Jan 25, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026