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RIA Intelligence
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Registered advisor
P•••• M••• K••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
11 y
since Mar 4, 2015
In the industry
30 y
since Dec 28, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Mar 4, 2015 · Barnegat, Nj
- P•••• K••••• L•• unclassifiedMay 6, 1998 to May 2, 2011 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- P•••• K••••• L•• to P•••••• A•••••• G••••• L••left May 2, 2011, registered Mar 4, 2015 (1402 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address