RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince May 28, 2026 · Davis, Ca
- M•••••• A•••••• N•••••• BD affiliatedJun 14, 2019 to May 22, 2026 · Sacramento, Ca
- L•• F•••••••• L•• BD affiliatedApr 8, 2014 to Feb 26, 2018 · Sacramento, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 13, 2012 to Jul 16, 2012 · Omaha, Ne
- M•••••• A•••••• N•••••• to M••••••left May 22, 2026, registered May 28, 2026 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to M•••••• A•••••• N••••••left Feb 26, 2018, registered Jun 14, 2019 (473 days) · RIA to RIA
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 16, 2012, registered Apr 8, 2014 (631 days) · Other
- E••• A••••• H••••• left M•••••• A•••••• N•••••• for Mariner (registered 2026-05-28)May 22, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address