DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Spurling
Feed of 09/15/2026
Also filed as Jeffrey Paul Spurling
At current firm
3 y
since Apr 4, 2023
In the industry
18 y
since Jun 2, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Apr 4, 2023 · Greenwood Village, Co
- Premier Capital Advisors LLC formerSep 10, 2018 to Oct 15, 2019 · Coral Gables, Fl
- Advisors Asset Management, Inc. mixed wealthOct 26, 2015 to Sep 4, 2018 · Miami, Fl
- Bb&T Investment Services, Inc. formerOct 28, 2014 to Oct 7, 2015 · Charlotte, Nc
- Snow Capital Management, L.P. formerJul 29, 2010 to Jul 2, 2012 · Miami, Fl
- Old Mutual Capital formerJun 4, 2008 to Jul 15, 2008 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Premier Capital Advisors LLC to Empower Advisory Group, LLCleft Oct 15, 2019, registered Apr 4, 2023 (1267 days) · Other
- Advisors Asset Management, Inc. to Premier Capital Advisors LLCleft Sep 4, 2018, registered Sep 10, 2018 (6 days) · Other
- Bb&T Investment Services, Inc. to Advisors Asset Management, Inc.left Oct 7, 2015, registered Oct 26, 2015 (19 days) · Other
- Snow Capital Management, L.P. to Bb&T Investment Services, Inc.left Jul 2, 2012, registered Oct 28, 2014 (848 days) · Other
- Old Mutual Capital to Snow Capital Management, L.P.left Jul 15, 2008, registered Jul 29, 2010 (744 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address