RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A••••• J••••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Jun 2, 2016 · Saline, Mi
- W•••••• • R••• formerDec 15, 2011 to Jun 7, 2016 · Hamden, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 11, 2006 to Dec 16, 2011 · Ann Arbor, Mi
- W•••••• • R••• to W••••••••• A••••••• P••••••• L••left Jun 7, 2016, registered Jun 2, 2016 (-5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Dec 16, 2011, registered Dec 15, 2011 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address