RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B••••• F•••••••
- W•••• F•••• A••••••• wirehouse currentsince Oct 18, 2005 · Fort Myers, Fl
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 1, 2003 to Oct 5, 2005 · Fort Myers, Fl
- C•••••• L•• independent RIAOct 18, 2002 to Aug 7, 2003 · Cape Coral, Fl
- A••••••••• A•••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 5, 2005, registered Oct 18, 2005 (13 days) · Other
- C•••••• L•• to A••••••••• A•••••• S•••••••• I•••left Aug 7, 2003, registered Jul 1, 2003 (-37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address