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Registered advisor

M•••••• J• B•••••••

L•• F•••••••• L••BD affiliatedFort Mill, Scdual registrantIAPD 2688886

Feed of 09/14/2026

Also filed as Matt B•••••••

At current firm

1 y

since Nov 13, 2024

In the industry

30 y

since Jan 3, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 13, 2024 · Fort Mill, Sc
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 12, 2019 to Oct 24, 2024 · Minneapolis, Mn
L•• F•••••••• L•• BD affiliated
Jul 27, 2007 to Jun 20, 2019 · Fort Mill, Sc
A••••• A•• P••••••• S••••••• BD affiliated
Jul 11, 2005 to Jul 12, 2007 · Charlotte, Nc
C••••• I••••••••• S••••••• L•• former
May 2, 2002 to Jul 15, 2004 · Hamilton, Oh

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Oct 24, 2024, registered Nov 13, 2024 (20 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jun 20, 2019, registered Jun 12, 2019 (-8 days) · RIA to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to L•• F•••••••• L••
left Jul 12, 2007, registered Jul 27, 2007 (15 days) · Other
C••••• I••••••••• S••••••• L•• to A••••• A•• P••••••• S•••••••
left Jul 15, 2004, registered Jul 11, 2005 (361 days) · Other

Signals

M•••••• J• B••••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-11-13)
Oct 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address