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Registered advisor
C••••••••• W•••••••••
Feed of 09/15/2026
Also filed as C••••••••• Brandon W•••••••••
At current firm
1 y
since Mar 31, 2025
In the industry
30 y
since Jan 16, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Shrewsbury, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 13, 2023 to Mar 31, 2025 · S••••Field, Ri
- C••••••• S••••••••• I••• BD affiliatedJun 13, 2019 to Mar 1, 2022 · Woburn, Ma
- P•••• S••••••••• L•• no RAUMFeb 13, 2019 to Jun 13, 2019 · Needham, Ma
- C••••••• S••••••••• I••• BD affiliatedDec 20, 2011 to Feb 1, 2019 · Springfield, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 7, 2008 to Aug 3, 2009 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 1, 2022, registered Mar 13, 2023 (377 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to C••••••• S••••••••• I•••left Jun 13, 2019, registered Jun 13, 2019 (0 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to P•••• S••••••••• L••left Feb 1, 2019, registered Feb 13, 2019 (12 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Aug 3, 2009, registered Dec 20, 2011 (869 days) · Other
Signals
- C••••••••• W••••••••• left C••••••• S••••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-03-13)Mar 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address