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Registered advisor
K•••••• M•••• D•••••
Feed of 09/14/2026
Also filed as Kristen Marie Lewis
At current firm
2 y
since Oct 25, 2023
In the industry
22 y
since Jun 26, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 25, 2023 · Eugene, Or
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 18, 2017 to Oct 18, 2023 · Eugene, Or
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Jun 30, 2017 · Eugene, Or
- C••••• I••••••••• S••••••• L•• formerJun 3, 2010 to Jan 21, 2014 · Eugene, Or
- C••• F•••••••• S•••••••• L••• formerOct 12, 2009 to May 21, 2010 · Eugene, Or
- U••• B•••••• I••••••••• I••• formerMar 7, 2006 to Mar 17, 2009 · Eugene, Or
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 18, 2023, registered Oct 25, 2023 (7 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to C••••• I••••••••• S••••••• L••left May 21, 2010, registered Jun 3, 2010 (13 days) · Other
- U••• B•••••• I••••••••• I••• to C••• F•••••••• S•••••••• L•••left Mar 17, 2009, registered Oct 12, 2009 (209 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address