K•••• R•• W•••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 8, 2019 · San Antonio, Tx
• S•••••••• F••••••••• I••• former
  Sep 22, 2017 to Nov 13, 2019 · San Antonio, Tx
• L•• F•••••••• L•• BD affiliated
  Jan 19, 2007 to Oct 2, 2017 · San Antonio, Tx
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Oct 11, 2001 to Jan 23, 2007 · San Antonio, Tx

• S•••••••• F••••••••• I••• to L•• F•••••••• L••
  left Nov 13, 2019, registered Nov 8, 2019 (-5 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to S•••••••• F••••••••• I•••
  left Oct 2, 2017, registered Sep 22, 2017 (-10 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••
  left Jan 23, 2007, registered Jan 19, 2007 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address