RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• B••••• M•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 14, 2018 · Murrells Inlet, Sc
- W•••• F•••• A••••••• wirehouseDec 13, 2006 to Dec 26, 2018 · Murrells Inlet, Sc
- A• G• E•••••• • S•••• I••• unclassifiedFeb 22, 2001 to Dec 18, 2006 · Pawleys Island, Sc
- W•••• F•••• A••••••• to L•• F•••••••• L••left Dec 26, 2018, registered Dec 14, 2018 (-12 days) · Wirehouse to independent RIA · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Dec 18, 2006, registered Dec 13, 2006 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address