K•••••• E•••••••• S••••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Saint Paul, Mn
• U••• B•••••• I••••••••• I••• former
  May 22, 2017 to Feb 13, 2026 · Edina, Mn
• H•••••••• A•••••••• L•• BD affiliated
  May 6, 2016 to Apr 18, 2017 · Minneapolis, Mn
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  May 12, 2015 to May 10, 2016 · Minneapolis, Mn

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• H•••••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••
  left Apr 18, 2017, registered May 22, 2017 (34 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••••• A•••••••• L••
  left May 10, 2016, registered May 6, 2016 (-4 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address