RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• D•••••• S•••••
- B•• P•••••••• I••• BD affiliated currentsince Jun 21, 2012 · Cedar Rapids, Ia
- M••••••••• I••••••••• I••• unclassifiedJan 13, 2012 to Jun 19, 2012 · Dallas, Tx
- G•••••••• F••••••••• I•• unclassifiedJun 7, 2004 to Jul 14, 2004 · Irving , Tx
- J••• H•••••• I••••••••• M••••••••• L•• asset managerJun 13, 2001 to May 30, 2003 · Dallas, Tx
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJun 13, 2001 to May 30, 2003 · Dallas, Tx
- M••••••••• I••••••••• I••• to B•• P•••••••• I•••left Jun 19, 2012, registered Jun 21, 2012 (2 days) · Other
- G•••••••• F••••••••• I•• to M••••••••• I••••••••• I•••left Jul 14, 2004, registered Jan 13, 2012 (2739 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to G•••••••• F••••••••• I••left May 30, 2003, registered Jun 7, 2004 (374 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left May 30, 2003, registered Jun 13, 2001 (-716 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address