RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• L••• S••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 23, 2025 · Brunswick, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 10, 2020 to Jan 22, 2025 · Brunswick, Ga
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2013 to Nov 12, 2020 · Brunswick, Ga
- L•• F•••••••• L•• BD affiliatedMar 11, 2009 to Jul 12, 2013 · Brunswick, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Feb 19, 2009 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 13, 2006 to Jan 2, 2009 · Moultrie, Ga
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jan 22, 2025, registered Jan 23, 2025 (1 days) · Affiliated broker-dealer or bank to another
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Sep 10, 2020 (-63 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••left Jul 12, 2013, registered Jul 2, 2013 (-10 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 19, 2009, registered Mar 11, 2009 (20 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- P••••••• L••• S•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-01-23)Jan 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address