RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R••••• O••••
- T•••••••• I••••••••• M••••••••• I•• asset manager currentsince Apr 17, 2026 · Mound, Mn
- H••••••• F•••• asset managerJan 4, 2024 to Apr 3, 2026 · Mound, Mn
- H••••••• F•••• asset managerMay 4, 2023 to Dec 31, 2023 · Wayne, Pa
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Oct 3, 2022 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerFeb 23, 2004 to Dec 31, 2010 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerFeb 23, 2004 to Nov 8, 2018 · Mound, Mn
- H••••••• F•••• to T•••••••• I••••••••• M••••••••• I••left Apr 3, 2026, registered Apr 17, 2026 (14 days) · Other
- J••• H•••••• I••••••••• M••••••••• L•• to H••••••• F••••left Oct 3, 2022, registered May 4, 2023 (213 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Dec 31, 2010, registered Feb 23, 2004 (-2503 days) · corporate re-registration, not a move
- J••••••• R••••• O•••• left H••••••• F•••• for T•••••••• I••••••••• M••••••••• I•• (registered 2026-04-17)Apr 3, 2026 · Advisor changed firm · fact
- J••••••• R••••• O•••• left J••• H•••••• I••••••••• M••••••••• L•• for H••••••• F•••• (registered 2023-05-04)Oct 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address