RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• T••• D••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince Feb 6, 2023 · Prairie Village, Ks
- H•••••• F•••••••• S•••••••• L•• independent RIASep 17, 2012 to Feb 10, 2021 · Winston Salem, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 13, 2004 to May 25, 2005 · Winston Salem, Nc
- H•••••• F•••••••• S•••••••• L•• to F••••• C•••••• A•••••••• L••left Feb 10, 2021, registered Feb 6, 2023 (726 days) · RIA to RIA
- B••• O• A•••••• I••••••••• S•••••••• I••• to H•••••• F•••••••• S•••••••• L••left May 25, 2005, registered Sep 17, 2012 (2672 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address