DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Fortis Capital Advisors, LLC

Independent wealth managerPrairie Village, KansasCRD 309709SEC 801-119354websiteIAPD
Latest filing Sep 1, 2026
First filing on the tape Jul 28, 2020 · 37 filings
SEC status approved since Aug 28, 2020
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$1.5B individuals and HNW
Advisors
71
registered through the firm on IAPD
RAUM per advisor
$22.8M
derived; firm RAUM over IAPD count
Employees
68
57 advisory (5.B.1)
Offices
39
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.6B as of Jun 4, 2026
Mar 28, 2021$1.7M then
HNW client RAUM$1.0B as of Jun 4, 2026
Mar 30, 2022$35.0M then
State-registered IARs (5.B.3)57 as of Jun 4, 2026
Mar 28, 20214 then
Employees (5.A)68 as of Jun 4, 2026
Mar 28, 20217 then
Private funds: no history
RAUM +33% over the last fiscal year+87% a year over threeIARs 55 to 57offices 40 to 39
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$22.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
30derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.9MderivedHNW RAUM over HNW clients
Average account
$361,022derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.8derived40 offices incl. principal (1.F.5)
RAUM growth, one year
+33%derivedbetween the last two annual amendments
Advisor growth, one year
+3.6%derivedItem 5.B.3 between annual amendments
Client growth, one year
+16%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$155MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.0B64%
  • Individuals$475M29%
  • Pension and profit-sharing plans$50.3M3.1%
  • Corporations and businesses$50.0M3.1%
  • Charitable organizations$2.0M0.1%
Individual clients
1,764reported
HNW clients
363reported
Pension plan clients
24reported
Charitable clients
2reported
Accounts
4,475reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=14.0derived
Advisors registered through the firm
69 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Aaron Michael VaughnCertified Financial PlannerWestlake, Oh Apr 19, 202124 y1
Justin Michael MarcusSilver Spring, Md Jul 15, 202119 y2
Kari TimonenBrooklyn, Ny Aug 5, 202113 y0
Jeffrey PolancoWappingers Falls, Ny Sep 3, 202113 y1
Shrikant M NadkarniPrinceton, Nj Apr 11, 202232 y3
Manish C ShahPrairie Village, Ks May 17, 202221 y1
David Paul PalladinoPrairie Village, Ks Jun 10, 202213 y0
Stephan Todd DayPrairie Village, Ks Feb 6, 202330 y2
Matthew Allyn JoynerCertified Financial PlannerPrairie Village, Ks Mar 30, 202310 y2
Michael Edward PoseyPrairie Village, Ks May 4, 202310 y3
Melissa Gambill DayPrairie Village, Ks Jun 15, 202324 y1
Charles W CrewsSimpsonville, Sc Nov 8, 202324 y6
Jessica Lynn NieminskiSouth Barrington, Il Jan 3, 202420 y2
Alec NortonPrairie Village, Ks Jan 18, 202411 y1
David ClearyChartered Financial AnalystBriarcliff Manor, Ny Feb 5, 202432 y1
Stanley John NieminskiCertified Financial Planner, Personal Financial SpecialistPrairie Village, Ks Feb 12, 202438 y1
Patrick MullinChartered Financial AnalystPrairie Village, Ks Feb 18, 202433 y3
Karol KrucinskiChartered Financial AnalystPrairie Village, Ks Apr 4, 202412 y0
Christopher Taylor CooperPrairie Village, Ks May 20, 202425 y2
Emilio Enrique RiveraPrairie Village, Ks Aug 2, 202425 y6
Isaac KeilCertified Financial PlannerPrairie Village, Ks Aug 16, 202419 y2
Viswanathan VenugopalaChartered Financial AnalystPrinceton, Nj Aug 29, 202412 y1
Chad Terry JoshpeCertified Financial Planner, Chartered Financial ConsultantPrairie Village, Ks Sep 6, 202421 y2
Riley HayesPrairie Village, Ks Nov 1, 202412 y1
Ian WeinerCertified Financial PlannerPrairie Village, Ks Nov 5, 202412 y2
Benjamin Webb SabinPrairie Village, Ks Nov 12, 202419 y4
Albert Aaron BergPrairie Village, Ks Nov 14, 202417 y5
Russell Gerard ChristopherGreenville, Sc Nov 19, 202411 y3
Sean Patrick OneilPrairie Village, Ks Jan 2, 202512 y1
Karen SullivanHingham, Ma Jan 2, 202513 y2
Marc Stefan InstrumCertified Financial PlannerHingham, Ma Jan 13, 202513 y2
Jeffrey Garrett Van SiclenCertified Financial PlannerHingham, Ma Jan 13, 202514 y2
Michael Robert DiasHingham, Ma Jan 13, 202512 y2
Jacob Sydney WaldmanHingham, Ma Jan 13, 202513 y4
James Joseph McgintySt. Petersburg, Fl Jan 14, 202529 y6
Tucker Vaughan RoederHingham, Ma Jan 27, 202513 y2
Patrick Andrew LawlerCertified Financial PlannerHingham, Ma Jan 30, 202514 y2
Keith Allen JaworskiChartered Financial AnalystPrairie Village, Ks Feb 19, 202542 y7
Bijou SchmidtIrvine, Ca Feb 21, 202512 y1
William Howard HooverOrmond Beach, Fl Mar 7, 202519 y5
All 69 advisors at Fortis Capital Advisors, LLC
Advisor movement
5 left, 21 joined in 12 months
net +16 in 12 months0 left in 90 days8 joined in 90 daysdeparture rate 7.0% of current headcount14 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Robert Hagg · Chief Executive Officercontrol
    since 06/2020 · owns 5% to 10%
  • Gugliotti Donatella Malitsky · Directorcontrol
    since 08/2021 · owns 75% or more
  • Felix Malitsky · Membercontrol
    since 10/2025 · owns 75% or more
  • Roman Moldavsky · Chief Executive Officercontrol
    since 06/2020 · owns 10% to 25%
  • Gay Belena Vincetti · Chief Compliance Officercontrol
    since 08/2021 · owns less than 5%
Related persons
Schedule D 7.A
  • Amazing World Realty, LLC
    investment companyn
  • Aws Law Firm, LLC
    n
  • Clearpath Financial Insurance, LLC
    real estaten
  • Creativeone Wealth, LLC
    investment advisernRAUM $6.3B
  • Crews Law Offices
    n
  • Fortis Brokerage Services, Inc.
    real estaten
  • Fortis Lux Insurance Agency, LLC
    real estaten
  • Indian Spring Management, LLC
    investment adviserpooled vehicle sponsorn
  • Jupiter Entertainment, LLC
    pooled vehicle sponsorn
  • Momentum I, LLC
    real estaten
  • Rapps Law Firm
    n
  • Tutum Strategies, LLC
    insurancen
  • Withum Smith + Brown, Pc
    insurancen
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Prairie Village, Ks · principal712731
Hingham, Ma800
Greenville, Sc420
Birmingham, Mi440
Boca Raton, Fl330
Princeton, Nj300
South Barrington, Il200
Winstonsalem, Nc200
Staten Island, Ny210
Fort Collins, Co210
Briarcliff Manor, Ny210
Old Greenwich, Ct001
New York, Ny000
Sea Girt, Nj001
Armonk, Ny000
Offices
Schedule D 1.F, the 25 largest
  • South Barrington, IL4 employees
  • Princeton, NJ3 employees
  • Briarcliff Manor, NY2 employees
  • Armonk, NY2 employees
  • O'Fallon, MO2 employees
  • Winston Salem, NC2 employees
  • Rohnert Park, CA1 employees
  • Simpsonville, SC1 employees
  • Tampa, FL1 employees
  • Red Bank, NJ1 employees
  • , 1 employees
  • Cedarhurst, NY1 employees
  • Corvallis, OR1 employees
  • Hanover, NH1 employees
  • Hauppauge, NY1 employees
  • Norwalk, CT1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Sep 1, 2026
    MALITSKY, FELIX (MEMBER) appeared on Schedule A between the filings of 2021-09-16 and 2026-09-01
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Sep 1, 2026
    HAGG, ROBERT, MICHAEL (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2021-09-16 and 2026-09-01
    peers: independent wealth managers, $1B to $5B (1,360)
  • control person changedChange between filings · filing Sep 1, 2026
    Malitsky, Donatella, Gugliotti (DIRECTOR) left Schedule A between the filings of 2021-09-16 and 2026-09-01
    peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
  • Financial planning clients · 11-25 to 11-25
    Jun 4, 2026 to Sep 1, 2026
  • Succession · false to unset
    Jun 4, 2026 to Sep 1, 2026
  • Accounts · 3,774 to 4,475
    Dec 12, 2025 to Mar 17, 2026
  • Advisory employees · 54 to 57
    Dec 12, 2025 to Mar 17, 2026
  • BD registered reps · 16 to 14
    Dec 12, 2025 to Mar 17, 2026
  • Charity clients · unset to 2.0
    Dec 12, 2025 to Mar 17, 2026
  • Corporate clients · 20 to 18
    Dec 12, 2025 to Mar 17, 2026
  • HNW clients · 270 to 363
    Dec 12, 2025 to Mar 17, 2026
  • Individual clients · 1,560 to 1,764
    Dec 12, 2025 to Mar 17, 2026
  • Employees · 69 to 68
    Dec 12, 2025 to Mar 17, 2026
  • State-registered IARs · 55 to 57
    Dec 12, 2025 to Mar 17, 2026
  • Other offices · 40 to 39
    Dec 12, 2025 to Mar 17, 2026
  • Discretionary RAUM · $1.2B to $1.6B
    Dec 12, 2025 to Mar 17, 2026
  • HNW RAUM · $767M to $1.0B
    Dec 12, 2025 to Mar 17, 2026
  • Individual RAUM · $384M to $475M
    Dec 12, 2025 to Mar 17, 2026
  • Pension RAUM · $33.6M to $50.3M
    Dec 12, 2025 to Mar 17, 2026
  • RAUM · $1.2B to $1.6B
    Dec 12, 2025 to Mar 17, 2026
  • Accounts · 1,579 to 3,774
    Feb 11, 2025 to Mar 30, 2025
  • Advisory employees · 37 to 54
    Feb 11, 2025 to Mar 30, 2025
  • Advisory activities · 5 to 6
    Feb 11, 2025 to Mar 30, 2025
  • BD registered reps · 7 to 16
    Feb 11, 2025 to Mar 30, 2025
  • Corporate clients · 5 to 20
    Feb 11, 2025 to Mar 30, 2025
  • HNW clients · 143 to 270
    Feb 11, 2025 to Mar 30, 2025
  • Individual clients · 706 to 1,560
    Feb 11, 2025 to Mar 30, 2025
  • Pension plan clients · 15 to 24
    Feb 11, 2025 to Mar 30, 2025
  • Employees · 51 to 69
    Feb 11, 2025 to Mar 30, 2025
  • Financial planning clients · 1-10 to 11-25
    Feb 11, 2025 to Mar 30, 2025
  • State-registered IARs · 38 to 55
    Feb 11, 2025 to Mar 30, 2025
  • Other offices · 32 to 40
    Feb 11, 2025 to Mar 30, 2025
  • Discretionary RAUM · $631M to $1.2B
    Feb 11, 2025 to Mar 30, 2025
  • HNW RAUM · $444M to $767M
    Feb 11, 2025 to Mar 30, 2025
  • Individual RAUM · $156M to $384M
    Feb 11, 2025 to Mar 30, 2025
  • Pension RAUM · $26.8M to $33.6M
    Feb 11, 2025 to Mar 30, 2025
  • RAUM · $631M to $1.2B
    Feb 11, 2025 to Mar 30, 2025
  • Accounts · 1,024 to 1,579
    Jul 26, 2024 to Oct 30, 2024
  • Advisory employees · 24 to 37
    Jul 26, 2024 to Oct 30, 2024
  • BD registered reps · 3 to 7
    Jul 26, 2024 to Oct 30, 2024
  • Corporate clients · unset to 5.0
    Jul 26, 2024 to Oct 30, 2024
  • HNW clients · 77 to 143
    Jul 26, 2024 to Oct 30, 2024
  • Individual clients · 358 to 706
    Jul 26, 2024 to Oct 30, 2024
Signals
43 dated events
  • 2 advisors left Axim Planning & Wealth (Springboro, OH) for Fortis Capital Advisors, LLC on the same day
    Sep 1, 2026 · Team lift-out · derived
  • 2 advisors left Castle Wealth Management (Boynton Beach, FL) for Fortis Capital Advisors, LLC on the same day
    Jul 6, 2026 · Team lift-out · derived
  • 2 advisors left Kmg Fiduciary Partners, LLC (Toledo, OH) for Fortis Capital Advisors, LLC on the same day
    May 12, 2026 · Team lift-out · derived
  • Fortis Capital Advisors, Llc reported RAUM $1.6B, up 33% from $1.2B (2025-12-12 to 2026-03-17)
    Mar 17, 2026 · RAUM change · derived
  • Brian Dean Hanna left Fortis Capital Advisors, Llc for Garden State Investment Advisory Services, Llc (registered 2026-03-12)
    Mar 12, 2026 · Advisor changed firm · fact
  • William Colbert Heming left Fortis Capital Advisors, Llc for Network 1 Financial Advisors Inc. (registered 2026-01-09)
    Dec 22, 2025 · Advisor changed firm · fact
  • Christian Manuel Herrera left Fortis Capital Advisors, Llc for Network 1 Financial Advisors Inc. (registered 2026-01-09)
    Dec 22, 2025 · Advisor changed firm · fact
  • Alice Cecilia Mckeon left Fortis Capital Advisors, Llc for Network 1 Financial Advisors Inc. (registered 2026-01-07)
    Dec 22, 2025 · Advisor changed firm · fact
  • Horace Damien Riley left Fortis Capital Advisors, Llc for Network 1 Financial Advisors Inc. (registered 2026-01-09)
    Dec 22, 2025 · Advisor changed firm · fact
  • 2 advisors left Fortis Capital Advisors, LLC (Prairie Village, KS) for Network 1 Financial Advisors Inc. on the same day
    Dec 22, 2025 · Team lift-out · derived
  • Elzbieta Jarzabek left Fortis Capital Advisors, Llc for Raymond James Financial Services Advisors, Inc (registered 2025-08-18)
    Aug 18, 2025 · Advisor changed firm · fact
  • Tory Don Giddens no longer registered at Fortis Capital Advisors, Llc; no later IA registration on IAPD
    Jul 8, 2025 · Advisor departure · fact
  • Joseph Anthony Palumbo left Fortis Capital Advisors, Llc for Farther (registered 2025-05-08)
    Jul 1, 2025 · Advisor changed firm · fact
  • Daniel Mcgurl left Fortis Capital Advisors, Llc for Savvy (registered 2026-03-16)
    Jun 30, 2025 · Advisor changed firm · fact
  • Matthew Anthony Alfonzetti left Fortis Capital Advisors, Llc for Farther (registered 2025-05-09)
    Jun 30, 2025 · Advisor changed firm · fact
  • Jeffrey Scott Merkow left Fortis Capital Advisors, Llc for Jsm Investment Management (registered 2026-02-13)
    Jun 30, 2025 · Advisor changed firm · fact
  • 2 advisors left Fortis Capital Advisors, LLC (Armonk, NY) for Farther a day apart
    Jun 30, 2025 · Team lift-out · derived
  • James Campbell Balk left Fortis Capital Advisors, Llc for American Trust Investment Services Advisory, Inc. (registered 2025-06-24)
    Apr 29, 2025 · Advisor changed firm · fact
  • Fortis Capital Advisors, Llc reported 40 offices beyond its principal office, up from 32 (2025-02-11 to 2025-03-30)
    Mar 30, 2025 · Office count change · derived
  • Fortis Capital Advisors, Llc reported 55 state-registered advisory representatives, up from 38 (2025-02-11 to 2025-03-30)
    Mar 30, 2025 · Advisor headcount change · derived
  • Fortis Capital Advisors, Llc reported RAUM $1.2B, up 92% from $630.6M (2025-02-11 to 2025-03-30)
    Mar 30, 2025 · RAUM change · derived
  • Jason Andrew Ginsburg no longer registered at Fortis Capital Advisors, Llc; no later IA registration on IAPD
    Jan 17, 2025 · Advisor departure · fact
  • 6 advisors left Mcadam LLC (Hingham, MA) for Fortis Capital Advisors, LLC within 12 days
    Jan 3, 2025 · Team lift-out · derived
  • Sally Jane Boyle no longer registered at Fortis Capital Advisors, Llc; no later IA registration on IAPD
    Dec 4, 2024 · Advisor departure · fact
  • 2 advisors left Belpointe Asset Management LLC (Greenville, SC) for Fortis Capital Advisors, LLC a day apart
    Nov 6, 2024 · Team lift-out · derived
  • Fortis Capital Advisors, Llc reported 32 offices beyond its principal office, up from 20 (2024-07-26 to 2024-10-30)
    Oct 30, 2024 · Office count change · derived
  • Fortis Capital Advisors, Llc reported 38 state-registered advisory representatives, up from 25 (2024-07-26 to 2024-10-30)
    Oct 30, 2024 · Advisor headcount change · derived
  • Fortis Capital Advisors, Llc reported RAUM $630.6M, up 90% from $331.8M (2024-07-26 to 2024-10-30)
    Oct 30, 2024 · RAUM change · derived
  • Leonardo Ramirez left Fortis Capital Advisors, Llc for Esi Financial Advisors (registered 2025-02-13)
    Aug 30, 2024 · Advisor changed firm · fact
  • Fortis Capital Advisors, Llc reported 20 offices beyond its principal office, up from 13 (2024-02-20 to 2024-03-29)
    Mar 29, 2024 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
877-363-1555reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile
linkedin.com/company/fortis-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website
fortiscapitaladvisors.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(913) 222-8862reportedpublic record, Form ADV, Sep 1, 2026
Contact form
fortiscapitaladvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$22.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026