RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• I•••• H•••••••••
- H••••••••• • Z•••••• F•••••••• A•••••••• I••• independent RIA currentsince Sep 4, 2025 · Novato, Ca
- H••••••••• • Z•••••• F•••••••• A•••••••• I••• independent RIASep 17, 2007 to Dec 31, 2010 · San Rafael, Ca
- H••••••••• F•••••••• M••••••••• unclassifiedApr 3, 2003 to Oct 19, 2007 · San Francisco, Ca
- W•••••• • R••• formerNov 4, 2002 to Apr 15, 2003 · Napa, Ca
- H••••••••• F•••••••• M••••••••• to H••••••••• • Z•••••• F•••••••• A•••••••• I•••left Oct 19, 2007, registered Sep 17, 2007 (-32 days) · Other
- W•••••• • R••• to H••••••••• F•••••••• M•••••••••left Apr 15, 2003, registered Apr 3, 2003 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address