DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••••• • Z•••••• F•••••••• A•••••••• I•••
Latest filing Aug 31, 2026
First filing on the tape Mar 12, 2012 · 20 filings
SEC status approved since Apr 24, 2017
RAUM
$235M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$215M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$118M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$235M as of Aug 31, 2026
Mar 12, 2012$43.4M then
HNW client RAUM$211M as of Aug 31, 2026
Mar 6, 2018$117M then
State-registered IARs (5.B.3)2 as of Aug 31, 2026
Mar 12, 20120 then
Employees (5.A)2 as of Aug 31, 2026
Mar 6, 20182 then
Private funds: no history
RAUM +17% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $118MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$211M90%
- Pension and profit-sharing plans$12.0M5.1%
- Charitable organizations$8.5M3.6%
- Individuals$3.7M1.6%
- Individual clients
- 7reported
- HNW clients
- 50reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 215reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••••• I•••• H•••••••••Certified Financial Planner | Novato, Ca | Sep 4, 2025 | 29 y | 3 |
| E••• J••••• Z••••••Certified Financial Planner | Novato, Ca | Dec 17, 2025 | 35 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• J••••• Z•••••• from H••••••••• F•••••••• M•••••••••Sep 17, 2007 · Other
- H•••••• I•••• H••••••••• from H••••••••• F•••••••• M•••••••••Sep 17, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• H••••••• I•••• · Principal And Chief Compliance Officercontrolsince 01/2003 · owns 50% to 75%
- Z••••••• E•••• J••••• · Principalcontrolsince 07/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Novato, Ca | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · NOVATO to SAN RAFAELMar 23, 2026 to May 14, 2026
- Accounts · 223 to 215Feb 27, 2025 to Mar 23, 2026
- Charity clients · 1.0 to unsetFeb 27, 2025 to Mar 23, 2026
- HNW clients · 46 to 50Feb 27, 2025 to Mar 23, 2026
- Individual clients · 5 to 7Feb 27, 2025 to Mar 23, 2026
- Discretionary RAUM · $201M to $235MFeb 27, 2025 to Mar 23, 2026
- HNW RAUM · $187M to $211MFeb 27, 2025 to Mar 23, 2026
- Individual RAUM · $2.8M to $3.7MFeb 27, 2025 to Mar 23, 2026
- Pension RAUM · $3.4M to $12.0MFeb 27, 2025 to Mar 23, 2026
- RAUM · $201M to $235MFeb 27, 2025 to Mar 23, 2026
- Accounts · 212 to 223Nov 14, 2024 to Feb 27, 2025
- Financial planning clients · 26-50 to 51-100Nov 14, 2024 to Feb 27, 2025
- Discretionary RAUM · $173M to $201MNov 14, 2024 to Feb 27, 2025
- HNW RAUM · $156M to $187MNov 14, 2024 to Feb 27, 2025
- Individual RAUM · $1.7M to $2.8MNov 14, 2024 to Feb 27, 2025
- Pension RAUM · $9.4M to $3.4MNov 14, 2024 to Feb 27, 2025
- RAUM · $173M to $201MNov 14, 2024 to Feb 27, 2025
- HQ city · SAN RAFAEL to NOVATOMar 12, 2024 to Nov 14, 2024
- Accounts · 63 to 212Mar 7, 2023 to Mar 12, 2024
- Individual clients · 12 to 5Mar 7, 2023 to Mar 12, 2024
- Pension plan clients · 4 to 5Mar 7, 2023 to Mar 12, 2024
- Discretionary RAUM · $157M to $173MMar 7, 2023 to Mar 12, 2024
- HNW RAUM · $139M to $156MMar 7, 2023 to Mar 12, 2024
- Individual RAUM · $3.8M to $1.7MMar 7, 2023 to Mar 12, 2024
- Pension RAUM · $9.4M to $9.4MMar 7, 2023 to Mar 12, 2024
- RAUM · $157M to $173MMar 7, 2023 to Mar 12, 2024
- Accounts · 242 to 63Jun 28, 2022 to Mar 7, 2023
- HNW clients · 66 to 46Jun 28, 2022 to Mar 7, 2023
- Individual clients · 0 to 12Jun 28, 2022 to Mar 7, 2023
- Pension plan clients · 9 to 4Jun 28, 2022 to Mar 7, 2023
- Discretionary RAUM · $179M to $157MJun 28, 2022 to Mar 7, 2023
- HNW RAUM · $158M to $139MJun 28, 2022 to Mar 7, 2023
- Individual RAUM · $0 to $3.8MJun 28, 2022 to Mar 7, 2023
- Pension RAUM · $14.9M to $9.4MJun 28, 2022 to Mar 7, 2023
- RAUM · $179M to $157MJun 28, 2022 to Mar 7, 2023
- Accounts · 244 to 242Feb 8, 2021 to Mar 10, 2022
- HNW clients · 48 to 66Feb 8, 2021 to Mar 10, 2022
- Individual clients · 10 to 0Feb 8, 2021 to Mar 10, 2022
- Pension plan clients · 5 to 9Feb 8, 2021 to Mar 10, 2022
- Assets in custody · 4846478.0 to unsetFeb 8, 2021 to Mar 10, 2022
Signals
1 dated events
- H••••••••• • Z•••••• F•••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Apr 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 415-259-3933reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/hutchinson-&-ziegler-financial-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-259-3933reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $118Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026