DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Georgeanne Graydon Aist
Feed of 09/15/2026
Also filed as Georgeanne Graydon Lumpkin
At current firm
1 y
since Nov 14, 2024
In the industry
24 y
since Jan 2, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Nov 14, 2024 · Waldorf, Md
- Pruco Securities, LLC no RAUMMay 19, 2021 to Nov 14, 2024 · Waldorf, Md
- Osaic Fa, Inc. formerNov 2, 2015 to May 24, 2021 · Waldorf, Md
- Osaic Institutions, Inc. BD affiliatedMay 11, 2012 to Nov 2, 2015 · La Plata, Md
- Pnc Wealth Management BD affiliatedSep 13, 2010 to May 4, 2012 · Dunkirk, Md
- Suntrust Investment Services, Inc. formerOct 8, 2007 to Sep 16, 2010 · Severna Park, Md
- Msi Financial Services, Inc. formerJul 15, 2002 to Oct 24, 2002 · Linthicum, Md
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to LPL Enterprise, LLCleft Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- Osaic Fa, Inc. to Pruco Securities, LLCleft May 24, 2021, registered May 19, 2021 (-5 days) · Affiliated broker-dealer or bank to another
- Osaic Institutions, Inc. to Osaic Fa, Inc.left Nov 2, 2015, registered Nov 2, 2015 (0 days) · Other
- Pnc Wealth Management to Osaic Institutions, Inc.left May 4, 2012, registered May 11, 2012 (7 days) · Other
- Suntrust Investment Services, Inc. to Pnc Wealth Managementleft Sep 16, 2010, registered Sep 13, 2010 (-3 days) · Other
- Msi Financial Services, Inc. to Suntrust Investment Services, Inc.left Oct 24, 2002, registered Oct 8, 2007 (1810 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address