RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• B•••• G•••••
- F•••••••• A•••••••• L•• independent RIA currentsince Aug 21, 2024 · Vestal, Ny
- M•• F•••••••• S•••••••• I••• formerOct 28, 2011 to Sep 28, 2012 · Johnson City, Ny
- N••••••••• S••••••••• L•• no RAUMJan 24, 2011 to Sep 22, 2011 · Norwich, Ny
- Q•••••• A•••• M••••••••• I••• formerJan 25, 2008 to Nov 11, 2009 · Minneapolis, Mn
- M•• F•••••••• S•••••••• I••• to F•••••••• A•••••••• L••left Sep 28, 2012, registered Aug 21, 2024 (4345 days) · Other
- N••••••••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Sep 22, 2011, registered Oct 28, 2011 (36 days) · Other
- Q•••••• A•••• M••••••••• I••• to N••••••••• S••••••••• L••left Nov 11, 2009, registered Jan 24, 2011 (439 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address