DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Nationwide Securities, LLC

No RAUM reportedColumbus, OhioCRD 11173SEC 801-69260websiteIAPD
Latest filing Jul 16, 2026
First filing on the tape Mar 30, 2012 · 59 filings
SEC status approved since Jul 9, 2008
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
7 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$0 as of Jul 16, 2026
Mar 13, 2025$0 then
HNW client RAUM$0 as of Jul 16, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)26 as of Jul 16, 2026
Mar 30, 20120 then
Employees (5.A)26 as of Jul 16, 2026
Mar 27, 2013290 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 24 to 26offices 11 to 7
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
5derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
2.5derived8 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+8.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.9%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
108reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=26.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Sheryl Christine GallantColumbus, OhNov 8, 201114 y0
Samuel Stuart McdermottColumbus, OhJul 1, 201618 y0
Alexander Joseph BainesColumbus, Oh Oct 10, 201813 y0
James Richard SeversonColumbus, OhOct 10, 201823 y1
William Devin RussellCrestwood, Ky Jan 31, 201911 y0
Bradford Scott EidenColumbus, Oh Jun 24, 201911 y0
Kirk T WeberCertified Financial PlannerColumbus, OhAug 13, 202115 y2
Joseph Nicholas AnianoColumbus, OhApr 6, 202219 y3
Jeffrey SeikelColumbus, OhApr 22, 202210 y1
Christina Sameer StrandCorona, Ca Jul 12, 20229 y1
Jody Lynn MaccormackChartered Financial ConsultantColumbus, Oh Oct 26, 202221 y4
Dwayne Douglas JohnsonColumbus, OhDec 1, 202210 y1
Carrie VidamoColumbus, Oh Nov 14, 202325 y2
Lisa CannistraciColumbus, Oh Dec 2, 202318 y1
Jason Armando VazquezColumbus, OhFeb 14, 202411 y1
Gregory Allen DavisColumbus, OhFeb 20, 202510 y1
Victor BiermanColumbus, OhApr 29, 202514 y1
William Isaac BrownColumbus, OhMar 30, 202612 y2
Aaron Lee PinionColumbus, OhMay 13, 202618 y5
Raphael L RandolphColumbus, OhJun 23, 202610 y1
Advisor movement
7 left, 4 joined in 12 months
net -3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 35% of current headcount11 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Joseph Nicholas Aniano · Presidentcontrol
      since 09/2021 · owns less than 5%
    • James Jay Rabenstine · Vice President, Chief Compliance Officercontrol
      since 06/2009 · owns less than 5%
    • Ewan Theodore Roswell · Avp, Finance Controllership-Nf And Finopcontrol
      since 09/2018 · owns less than 5%
    • Steven A. Ginnan · Board Manager
      since 06/2018 · owns less than 5%
    • Kevin Thomas Jestice · Board Manager
      since 02/2023 · owns less than 5%
    • Eric Ray Stevenson · Board Manager
      since 10/2019 · owns less than 5%
    Entity owners
    • Nfs Distributors, Inc. · Managing Member
      direct · owns 75% or more
    • Nationwide Corporation · Shareholder
      indirect · owns 75% or more of Nationwide Financial Services, Inc.
    • Nationwide Financial Services, Inc. · Shareholder
      indirect · owns 75% or more of Nfs Distributors, Inc.
    • Nationwide Mutual Insurance Company · Shareholder
      indirect · owns 75% or more of Nationwide Corporation
    Related persons
    Schedule D 7.A
    Advisers that list Nationwide Securities, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Columbus, Oh · principal20351
    Louisville, Ky200
    Brooklyn, Ny001
    Des Moines, Ia001
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    • Des Moines, IA1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Other offices · 14 to 7
      Jun 17, 2026 to Jul 16, 2026
    • Advisory employees · 5 to 7
      Dec 23, 2025 to Mar 30, 2026
    • BD registered reps · 24 to 26
      Dec 23, 2025 to Mar 30, 2026
    • Individual clients · 105 to 108
      Dec 23, 2025 to Mar 30, 2026
    • Employees · 24 to 26
      Dec 23, 2025 to Mar 30, 2026
    • State-registered IARs · 24 to 26
      Dec 23, 2025 to Mar 30, 2026
    • Other offices · 11 to 14
      Dec 23, 2025 to Mar 30, 2026
    • Financial planning clients · 0 to 0
      Jul 8, 2025 to Oct 14, 2025
    • Accounts · unset to 0.0
      Dec 20, 2024 to Mar 13, 2025
    • Advisory employees · 8 to 5
      Dec 20, 2024 to Mar 13, 2025
    • BD registered reps · 26 to 24
      Dec 20, 2024 to Mar 13, 2025
    • Individual clients · 79 to 105
      Dec 20, 2024 to Mar 13, 2025
    • Employees · 26 to 24
      Dec 20, 2024 to Mar 13, 2025
    • State-registered IARs · 26 to 24
      Dec 20, 2024 to Mar 13, 2025
    • Other offices · 3 to 11
      Dec 20, 2024 to Mar 13, 2025
    • Discretionary RAUM · unset to 0.0
      Dec 20, 2024 to Mar 13, 2025
    • Non-discretionary RAUM · unset to 0.0
      Dec 20, 2024 to Mar 13, 2025
    • RAUM · unset to 0.0
      Dec 20, 2024 to Mar 13, 2025
    • Related bank · true to false
      Dec 20, 2024 to Mar 13, 2025
    • Advisory employees · 11 to 8
      Mar 24, 2023 to Mar 26, 2024
    • BD registered reps · 24 to 26
      Mar 24, 2023 to Mar 26, 2024
    • HNW clients · 1 to 0
      Mar 24, 2023 to Mar 26, 2024
    • Individual clients · 52 to 79
      Mar 24, 2023 to Mar 26, 2024
    • Employees · 24 to 26
      Mar 24, 2023 to Mar 26, 2024
    • State-registered IARs · 11 to 26
      Mar 24, 2023 to Mar 26, 2024
    • BD registered reps · 25 to 24
      Sep 30, 2022 to Mar 24, 2023
    • HNW clients · 7 to 1
      Sep 30, 2022 to Mar 24, 2023
    • Individual clients · 205 to 52
      Sep 30, 2022 to Mar 24, 2023
    • Employees · 25 to 24
      Sep 30, 2022 to Mar 24, 2023
    • State-registered IARs · 25 to 11
      Sep 30, 2022 to Mar 24, 2023
    • Other offices · 2 to 3
      Sep 30, 2022 to Mar 24, 2023
    • Advisory employees · 9 to 11
      Jan 26, 2022 to Mar 30, 2022
    • BD registered reps · 24 to 25
      Jan 26, 2022 to Mar 30, 2022
    • HNW clients · 2 to 7
      Jan 26, 2022 to Mar 30, 2022
    • Individual clients · 153 to 205
      Jan 26, 2022 to Mar 30, 2022
    • Employees · 24 to 25
      Jan 26, 2022 to Mar 30, 2022
    • Financial planning clients · 1-10 to 0
      Jan 26, 2022 to Mar 30, 2022
    • State-registered IARs · 24 to 25
      Jan 26, 2022 to Mar 30, 2022
    • Other offices · 4 to 2
      Jan 26, 2022 to Mar 30, 2022
    • HQ city · GRANDVIEW HEIGHTS to COLUMBUS
      Mar 29, 2021 to Jun 22, 2021
    Signals
    31 dated events
    • Nationwide Securities, Llc reported 7 offices beyond its principal office, down from 14 (2026-06-17 to 2026-07-16)
      Jul 16, 2026 · Office count change · derived
    • Skyler Jonathan Otto left Nationwide Securities, Llc for Mdrn Capital (registered 2026-07-17)
      May 14, 2026 · Advisor changed firm · fact
    • John Neeley left Nationwide Securities, Llc for Destination Wealth Management (registered 2026-04-07)
      Apr 13, 2026 · Advisor changed firm · fact
    • Timothy Dixon left Nationwide Securities, Llc for Lpl Financial Llc (registered 2026-04-15)
      Apr 13, 2026 · Advisor changed firm · fact
    • Grace Geneva O'Mara left Nationwide Securities, Llc for Nationwide Investment Advisors, Llc (registered 2026-04-01)
      Apr 1, 2026 · Advisor changed firm · fact
    • Lior Leonid Assa left Nationwide Securities, Llc for Nationwide Investment Advisors, Llc (registered 2026-03-31)
      Mar 31, 2026 · Advisor changed firm · fact
    • Righetti Joseph left Nationwide Securities, Llc for Nationwide Investment Advisors, Llc (registered 2026-03-31)
      Mar 31, 2026 · Advisor changed firm · fact
    • Justin Steven Seidenwand left Nationwide Securities, Llc for Nationwide Investment Advisors, Llc (registered 2026-03-26)
      Mar 30, 2026 · Advisor changed firm · fact
    • 2 advisors left Nationwide Securities, LLC (Columbus, OH) for Nationwide Investment Advisors, LLC a day apart
      Mar 30, 2026 · Team lift-out · derived
    • Karalyn Fielding left Nationwide Securities, Llc for Lpl Financial Llc (registered 2025-05-17)
      Apr 9, 2025 · Advisor changed firm · fact
    • Nationwide Securities, Llc reported 11 offices beyond its principal office, up from 3 (2024-12-20 to 2025-03-13)
      Mar 13, 2025 · Office count change · derived
    • Meghan Kathleen Doherty left Nationwide Securities, Llc for Mai Capital Management, Llc (registered 2025-03-03)
      Feb 20, 2025 · Advisor changed firm · fact
    • Katrina Jackson left Nationwide Securities, Llc for Morgan Stanley (registered 2025-01-02)
      Feb 19, 2025 · Advisor changed firm · fact
    • Zachary Lane Stuck left Nationwide Securities, Llc for Morgan Stanley (registered 2024-11-11)
      Nov 11, 2024 · Advisor changed firm · fact
    • Nationwide Securities, Llc reported 26 state-registered advisory representatives, up from 11 (2023-03-24 to 2024-03-26)
      Mar 26, 2024 · Advisor headcount change · derived
    • Elizabeth Ann Folland left Nationwide Securities, Llc for Nationwide Investment Advisors, Llc (registered 2023-05-12)
      Jun 20, 2023 · Advisor changed firm · fact
    • Craig Robinette left Nationwide Securities, Llc for Oneamerica Securities, Inc. (registered 2024-04-24)
      Jun 12, 2023 · Advisor changed firm · fact
    • Nationwide Securities, Llc reported 11 state-registered advisory representatives, down from 25 (2022-09-30 to 2023-03-24)
      Mar 24, 2023 · Advisor headcount change · derived
    • Felipe Angel Mora left Nationwide Securities, Llc for Nationwide Investment Advisors, Llc (registered 2023-02-17)
      Jan 9, 2023 · Advisor changed firm · fact
    • Jeffrey Roy Mcguire left Nationwide Securities, Llc for Huntington Financial Advisors (registered 2022-07-11)
      Jun 17, 2022 · Advisor changed firm · fact
    • Lisa M Bingaman left Nationwide Securities, Llc for Morgan Stanley (registered 2022-06-15)
      May 19, 2022 · Advisor changed firm · fact
    • David March left Nationwide Securities, Llc for Mml Investors Services, Llc (registered 2022-02-18)
      Feb 16, 2022 · Advisor changed firm · fact
    • Jonathan Adam Barie (Vice President) no longer on Schedule A of Nationwide Securities, Llc (listed 2021-09-15, absent 2022-01-26)
      Jan 26, 2022 · Control person left · inference
    • Joseph Nicholas Aniano (Vice President) appeared on Schedule A of Nationwide Securities, Llc
      Jan 26, 2022 · Control person joined · fact
    • Nationwide Securities, Llc reported 4 offices beyond its principal office, down from 43 (2021-02-05 to 2021-03-29)
      Mar 29, 2021 · Office count change · derived
    • Nationwide Securities, Llc reported 24 state-registered advisory representatives, down from 76 (2021-02-05 to 2021-03-29)
      Mar 29, 2021 · Advisor headcount change · derived
    • Joseph D Sprague (President) no longer on Schedule A of Nationwide Securities, Llc (listed 2020-07-22, absent 2021-02-05)
      Feb 5, 2021 · Control person left · inference
    • Thomas Ford Houle (Vice President) no longer on Schedule A of Nationwide Securities, Llc (listed 2020-07-15, absent 2020-07-22)
      Jul 22, 2020 · Control person left · inference
    • Nationwide Securities, Llc reported 43 offices beyond its principal office, down from 110 (2019-11-22 to 2020-03-25)
      Mar 25, 2020 · Office count change · derived
    • Nationwide Securities, Llc reported 76 state-registered advisory representatives, down from 156 (2019-11-22 to 2020-03-25)
      Mar 25, 2020 · Advisor headcount change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    bondclaims@nationwide.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    bondcomm@nationwide.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    asknsllc@nationwide.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    866-387-0457reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    888-753-7364reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    855-432-8259reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    nationwide.com/nationwide-securities-information.jspreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    888-753-7364reportedpublic record, Form ADV, Jul 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026