DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lacey Flynt Hughes

LPL Financial LLCBD affiliatedMemphis, Tn dual registrantIAPD 2695702

Feed of 09/14/2026

Also filed as Flynt Hughes

At current firm

1 y

since Aug 21, 2025

In the industry

29 y

since Dec 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 21, 2025 · Birmingham, Al
First Horizon Advisors, Inc former
Jan 22, 2025 to Aug 21, 2025 · Birmingham, Al
A. G. Edwards & Sons, Inc. unclassified
Jun 16, 2003 to Apr 30, 2004 · Denver, Co
UBS Financial Services Inc. wirehouse
Apr 25, 2001 to Nov 5, 2002 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

First Horizon Advisors, Inc to LPL Financial LLC
left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
A. G. Edwards & Sons, Inc. to First Horizon Advisors, Inc
left Apr 30, 2004, registered Jan 22, 2025 (7572 days) · Other
UBS Financial Services Inc. to A. G. Edwards & Sons, Inc.
left Nov 5, 2002, registered Jun 16, 2003 (223 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address