M•••••• J•• G••••

C••••••••• F•••••••• N••••••national BDBerlin, Ctdual registrantIAPD 2696893

Feed of 09/14/2026

Also filed as M•••••• J• G••••

At current firm

20 y

since Apr 28, 2006

In the industry

29 y

since May 14, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Apr 28, 2006 · Berlin, Ct
C••••• I••••••••• S••••••• L•• former
Mar 4, 2003 to May 5, 2006 · Berlin, Ct
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Sep 15, 2000 to Mar 6, 2003 · Berlin, Ct

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• S••••••• L•• to C••••••••• F•••••••• N••••••
left May 5, 2006, registered Apr 28, 2006 (-7 days) · Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••• I••••••••• S••••••• L••
left Mar 6, 2003, registered Mar 4, 2003 (-2 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address