DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Michele C Lyford
At current firm
10 y
since Apr 5, 2016
In the industry
12 y
since May 6, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Impactadvisor LLC state registered currentsince Apr 5, 2016 · Sf, Ca
- Polaris Equity Management, Inc. formerApr 7, 2015 to Aug 7, 2015 · San Rafael, Ca
- Polaris Wealth Advisory Group formerApr 7, 2015 to Aug 7, 2015 · San Rafael, Ca
- Tran Capital Management, L.P. independent RIAJun 24, 2014 to Mar 11, 2015 · San Rafael, Ca
Moves
a registration end followed by a registration begin elsewhere
- Polaris Equity Management, Inc. to Impactadvisor LLCleft Aug 7, 2015, registered Apr 5, 2016 (242 days) · Other
- Polaris Wealth Advisory Group to Polaris Equity Management, Inc.left Aug 7, 2015, registered Apr 7, 2015 (-122 days) · Other
- Tran Capital Management, L.P. to Polaris Wealth Advisory Groupleft Mar 11, 2015, registered Apr 7, 2015 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address