RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• E••••• M•••••
- S••••••••• A•••• M••••••••• G•••• L•• independent RIA currentsince Apr 8, 2005 · Charlottesville, Va
- S••••••••• F•••••••• S•••••••• I••• unclassifiedApr 5, 2005 to Mar 29, 2011 · Charlottesville, Va
- H••••••• F•••••••• M••••••••• L•• unclassifiedApr 3, 2003 to Apr 18, 2005 · Charlottesville, Va
- S••••••••• F•••••••• S•••••••• I••• to S••••••••• A•••• M••••••••• G•••• L••left Mar 29, 2011, registered Apr 8, 2005 (-2181 days) · Other
- H••••••• F•••••••• M••••••••• L•• to S••••••••• F•••••••• S•••••••• I•••left Apr 18, 2005, registered Apr 5, 2005 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address