DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••• J••• W•••••• P••• B••••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 2699535

Feed of 09/14/2026

Also filed as Pj Brownrigg

At current firm

1 y

since Dec 5, 2024

In the industry

30 y

since Jun 3, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Dec 5, 2024 · Columbia, Tn
C•••••• S••••• • C••• I••• national BD
Jan 25, 2022 to Aug 26, 2024 · Westlake, Tx
T• A••••••••• I••• former
Oct 2, 2019 to Oct 14, 2022 · Woodland Hills, Ca
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 2, 2019 to Sep 7, 2023 · Northridge, Ca
L•• F•••••••• L•• BD affiliated
Mar 9, 2017 to Jan 3, 2019 · Manhattan Beach, Ca
M•• F•••••••• S•••••••• I••• former
Jan 2, 2015 to Jan 13, 2017 · Woodland Hills, Ca
N•• E•••••• S••••••••• C••••••••• former
Apr 30, 2010 to Jan 2, 2015 · Woodland Hills, Ca
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
May 5, 2003 to Mar 23, 2010 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
left Aug 26, 2024, registered Dec 5, 2024 (101 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 25, 2022 (-590 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Oct 2, 2019 (-1108 days) · corporate re-registration, not a move
L•• F•••••••• L•• to T• A••••••••• I•••
left Jan 3, 2019, registered Oct 2, 2019 (272 days) · Other
M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••
left Jan 13, 2017, registered Mar 9, 2017 (55 days) · Other
N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••
left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to N•• E•••••• S••••••••• C•••••••••
left Mar 23, 2010, registered Apr 30, 2010 (38 days) · Other

Signals

P•••• J••• W•••••• P••• B•••••••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-12-05)
Aug 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address