S•••••• O•••

• T••••• F•••••••• A•••••••• L•• state registered current
  since Dec 14, 2023 · Abingdon, Md
• T••••• F•••••••• A•••••••• L•• state registered
  Apr 21, 2017 to Dec 31, 2022 · Abingdon, Md
• T•• A••••••• S•••••••• I••• former
  Sep 9, 2004 to Apr 20, 2017 · T•••••, Md
• H•••••• T••••••• • K•••• L•• independent RIA
  Jul 21, 2003 to Sep 8, 2004 · T•••••, Md

• T•• A••••••• S•••••••• I••• to T••••• F•••••••• A•••••••• L••
  left Apr 20, 2017, registered Apr 21, 2017 (1 days) · RIA to a state-registered adviser
• H•••••• T••••••• • K•••• L•• to T•• A••••••• S•••••••• I•••
  left Sep 8, 2004, registered Sep 9, 2004 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address