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Registered advisor

C•••••••• N••••••• C•••••••

L•• F•••••••• L••BD affiliatedPittsburgh, Padual registrantIAPD 2701055

Feed of 09/14/2026

Also filed as C•••••••• N C•••••••

At current firm

0 y

since Apr 6, 2026

In the industry

30 y

since Feb 12, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 6, 2026 · Pittsburgh, Pa
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 26, 2014 to Apr 10, 2026 · St Clairsville, Oh
C••••• A•••••• N••••••• L•• former
Nov 23, 2011 to Feb 28, 2014 · St. Clairsville, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Dec 1, 2010 to Nov 17, 2011 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Apr 10, 2026, registered Apr 6, 2026 (-4 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 28, 2014, registered Feb 26, 2014 (-2 days) · Other
H••••••••• F•••••••• A••••••• to C••••• A•••••• N••••••• L••
left Nov 17, 2011, registered Nov 23, 2011 (6 days) · Other

Signals

C•••••••• N••••••• C••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-04-06)
Apr 10, 2026 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address