DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregg Randall Fortune

Osaic Advisory Services, LLCBD affiliatedWest Bloomfield, Mi dual registrantIAPD 2701163

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

2 y

since Jun 14, 2024

In the industry

30 y

since Feb 6, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Advisory Services, LLC BD affiliated current
since Nov 8, 2024 · West Bloomfield, Mi
Osaic Wealth, Inc. BD affiliated current
since Jun 14, 2024 · Oakbrook Terrace, Il
Arbor Point Advisors former
Oct 3, 2019 to Nov 8, 2024 · Palm Beach Gardens, Fl
Cedar Brook Group former
Mar 5, 2018 to Nov 13, 2019 · West Bloomfield, Mi
Securities America Advisors, Inc. former
Dec 8, 2011 to Jun 14, 2024 · Naples, Fl
The Professional Advisor Group, LLC unclassified
Sep 7, 2007 to May 24, 2012 · Naples, Fl
Fsc Securities Corporation former
Jan 22, 1999 to Nov 12, 2002 · Farmington Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

Arbor Point Advisors to Osaic Wealth, Inc.
left Nov 8, 2024, registered Jun 14, 2024 (-147 days) · channel change inside one enterprise, not a move · moved with a team
Securities America Advisors, Inc. to Cedar Brook Group
left Jun 14, 2024, registered Mar 5, 2018 (-2293 days) · Other · moved with a team
Cedar Brook Group to Arbor Point Advisors
left Nov 13, 2019, registered Oct 3, 2019 (-41 days) · RIA to affiliated broker-dealer or bank
The Professional Advisor Group, LLC to Securities America Advisors, Inc.
left May 24, 2012, registered Dec 8, 2011 (-168 days) · Other
Fsc Securities Corporation to The Professional Advisor Group, LLC
left Nov 12, 2002, registered Sep 7, 2007 (1760 days) · Other

Signals

Gregg Randall Fortune left Securities America Advisors, Inc. for Cedar Brook Group (registered 2018-03-05)
Jun 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address