RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O•••••• M•••••
- M•• W••••• M••••••••• state registered currentsince Apr 22, 2020 · Burleson, Tx
- C••••••• F•••••••• S••••••• state registeredSep 11, 2014 to Jul 6, 2020 · Arlington, Tx
- C••••••• F•••••••• S••••••• unclassifiedFeb 25, 2009 to Oct 17, 2016 · Arlington, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 5, 2005 to Feb 27, 2009 · Ft. Worth, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 27, 2003 to Aug 10, 2005 · Ft Worth, Tx
- C•••••• L•• independent RIAOct 7, 2002 to Jul 9, 2003 · Fort Worth , Tx
- C••••••• F•••••••• S••••••• to M•• W••••• M•••••••••left Jul 6, 2020, registered Apr 22, 2020 (-75 days) · Other
- C••••••• F•••••••• S••••••• to C••••••• F•••••••• S•••••••left Oct 17, 2016, registered Sep 11, 2014 (-767 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• F•••••••• S•••••••left Feb 27, 2009, registered Feb 25, 2009 (-2 days) · Other
- A••••••••• A•••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 10, 2005, registered Aug 5, 2005 (-5 days) · Other
- C•••••• L•• to A••••••••• A•••••• S•••••••• I•••left Jul 9, 2003, registered Jun 27, 2003 (-12 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address