DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•• W••••• M•••••••••
Legal name T••••••• A••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Mar 18, 2026 · 1 filings
RAUM
$70.3M
reported, Item 5.F
Discretionary
53%
of RAUM
Private clients
94%
$65.8M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- $10.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $287,136derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 53%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$58.1M84%
- High-net-worth individuals$7.7M11%
- Pension and profit-sharing plans$2.1M3.0%
- Corporations and businesses$940,4721.4%
- Individual clients
- 105reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 245reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••• J•••• | Sugarland, Tx | Jan 1, 2013 | 14 y | 1 |
| T•••• D••• L••••• | Spicewood, Tx | Mar 25, 2013 | 41 y | 1 |
| M•••• D•••••• | Sugarland, Tx | Apr 3, 2013 | 26 y | 1 |
| N••••• J•••••• P••••• | Sugarland, Tx | Jul 2, 2013 | 14 y | 0 |
| A•••••••• R•• | Henderson, Nv | Mar 31, 2016 | 29 y | 2 |
| T•••••• C•••••• H•••• | Bedford, Tx | Aug 7, 2017 | 31 y | 3 |
| O•••••• M••••• | Sugarland, Tx | Apr 22, 2020 | 30 y | 5 |
Advisor movement
Left, latest
- M•••••• J• A•••••• to R•• T••• I•••••••••May 4, 2022 · Other
- G•••••• J•••• K••••• to H••••• F•••••••• G••••• I•••Mar 2, 2021 · Other
- R••••• J••••• V•••••• to T•••••••• A•••• M••••••••• L••Jan 2, 2019 · Other
Joined, latest
- G•••••• J•••• K••••• from I•••••• A•••••••• I•••Nov 10, 2020 · Other
- O•••••• M••••• from C••••••• F•••••••• S•••••••Apr 22, 2020 · Other
- T•••••• C•••••• H•••• from S••••• F•••••••• G•••• I••Aug 7, 2017 · Other
- A•••••••• R•• from L•• F•••••••• L••Mar 31, 2016 · Other
- M•••••• J• A•••••• from F•••• F•••••••• E••••• C•••••••••Feb 27, 2016 · Other
- R••••• J••••• V•••••• from R•• A•••• M••••••••• L••Nov 24, 2014 · Other
- M•••• D•••••• from H••••• F•••••••• G••••• I•••Apr 3, 2013 · Other
- T•••• D••• L••••• from W•••• F•••• A•••••••Mar 25, 2013 · Wirehouse to a state-registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sugarland, Tx · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- M•••••• J• A•••••• left M•• W••••• M••••••••• for R•• T••• I••••••••• (registered 2022-05-04)May 4, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-877-2526reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026