DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Edwards Grimm
Feed of 09/15/2026
Also filed as Thomas Grimm
At current firm
4 y
since Jan 4, 2022
In the industry
29 y
since Dec 12, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Jan 4, 2022 · Waxhaw, Nc
- Benchmark Advisory Services, LLC no RAUMAug 25, 2020 to Jan 3, 2022 · Waxhaw, Nc
- Millennial Advisers, LLC. mixed wealthJan 13, 2020 to Aug 31, 2020 · Waxhaw, Nc
- Millennial Advisers, LLC. mixed wealthMar 9, 2018 to Dec 31, 2019 · Waxhaw, Nc
- Laidlaw Wealth Management LLC independent RIAOct 1, 2013 to Mar 15, 2018 · New York, Ny
- Fmsi Advisers formerJun 5, 2012 to Sep 24, 2013 · Bay Shore, Ny
Moves
a registration end followed by a registration begin elsewhere
- Benchmark Advisory Services, LLC to Kingswood Wealth Advisors, LLCleft Jan 3, 2022, registered Jan 4, 2022 (1 days) · RIA to RIA
- Millennial Advisers, LLC. to Benchmark Advisory Services, LLCleft Aug 31, 2020, registered Aug 25, 2020 (-6 days) · RIA to RIA
- Laidlaw Wealth Management LLC to Millennial Advisers, LLC.left Mar 15, 2018, registered Mar 9, 2018 (-6 days) · RIA to RIA
- Fmsi Advisers to Laidlaw Wealth Management LLCleft Sep 24, 2013, registered Oct 1, 2013 (7 days) · Other
Signals
- Thomas Edwards Grimm left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-01-04)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address