DFX Intelligence
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Registered advisor
B•••••• K•••• H•••
Feed of 09/15/2026
Also filed as B••• K•••• H•••
At current firm
11 y
since May 28, 2015
In the industry
30 y
since Feb 21, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 28, 2015 · Wichita, Ks
- C••• F•••••••• S•••••••• L••• formerMay 3, 2010 to Jun 2, 2015 · Wichita, Ks
- E••••• J•••• national BDFeb 7, 2007 to May 6, 2010 · Maize, Ks
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Jun 2, 2015, registered May 28, 2015 (-5 days) · Other
- E••••• J•••• to C••• F•••••••• S•••••••• L•••left May 6, 2010, registered May 3, 2010 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address