DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• B•••• G••••••
Feed of 09/14/2026
At current firm
18 y
since Oct 1, 2007
In the industry
30 y
since Apr 8, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Oct 1, 2007 · Charlotte, Nc
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedMay 9, 2006 to Apr 30, 2007 · Milwaukee, Wi
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedMar 6, 2001 to Oct 5, 2005 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• W••••• M••••••••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 30, 2007, registered Oct 1, 2007 (154 days) · corporate re-registration, not a move
- F•••• C••••••• I••••••• S•••••••• I••• to N••••••••• M••••• W••••• M••••••••• C••••••left Oct 5, 2005, registered May 9, 2006 (216 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address