RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- W•••••••• A•••• M••••••••• I••• mixed wealth currentsince Dec 21, 2017 · Pleasant Hill, Ia
- P•••••••• A•••• M••••••••• otherApr 14, 2009 to Jan 26, 2017 · Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedJan 5, 2005 to Apr 15, 2009 · Des Moines, Ia
- P•••••••• A•••• M••••••••• to W•••••••• A•••• M••••••••• I•••left Jan 26, 2017, registered Dec 21, 2017 (329 days) · Other
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left Apr 15, 2009, registered Apr 14, 2009 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address