RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 4, 2023 · Lincoln, Ma
- C••••••• • C••• I••• formerJul 27, 2016 to Jun 1, 2023 · Lincoln, Ma
- I•••••••• C•••••• A••••••• formerOct 1, 2010 to Jul 27, 2016 · Lynnfield, Ma
- G•••••••• F••••••••• I•• unclassifiedNov 6, 2006 to Mar 30, 2010 · Lincoln, Ma
- C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 1, 2023, registered Jan 4, 2023 (-148 days) · corporate re-registration, not a move
- I•••••••• C•••••• A••••••• to C••••••• • C••• I•••left Jul 27, 2016, registered Jul 27, 2016 (0 days) · Other
- G•••••••• F••••••••• I•• to I•••••••• C•••••• A•••••••left Mar 30, 2010, registered Oct 1, 2010 (185 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address