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Registered advisor

K••••••• A• C••

L•• F•••••••• L••BD affiliatedStillwater, Mn dual registrantIAPD 2706936

Feed of 09/15/2026

Also filed as K••••••• Ann Kowarsch

At current firm

2 y

since May 21, 2024

In the industry

25 y

since Mar 26, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 21, 2024 · Stillwater, Mn
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Mar 3, 2010 to May 28, 2024 · Bloomington, Mn
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 19, 2010 · St. Paul, Mn
M••••• S•••••• • C•• L•• unclassified
Nov 16, 2007 to Jun 1, 2009 · St. Paul, Mn

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••
left May 28, 2024, registered May 21, 2024 (-7 days) · Other · moved with a team
M••••• S•••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jan 19, 2010, registered Mar 3, 2010 (43 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

K••••••• A• C•• left N••••••••• M••••• I••••••••• S••••••••• for L•• F•••••••• L•• (registered 2024-05-21)
May 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address