RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•• B•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Little Falls, Mn
- U••• B•••••• I••••••••• I••• formerJul 10, 2017 to Feb 13, 2026 · Saint Paul, Mn
- A••••••••• W••••• P••••••• independent RIAAug 15, 2016 to Apr 4, 2017 · Baxter, Mn
- C••••• A•••••• N••••••• L•• formerApr 11, 2016 to Feb 13, 2017 · Minnetonka, Mn
- C••••••••• I••••••••• A•••••••• L•• formerJan 31, 2014 to Feb 28, 2017 · Baxter, Mn
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 31, 2014 to Apr 7, 2016 · Baxter, Mn
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- A••••••••• W••••• P••••••• to U••• B•••••• I••••••••• I•••left Apr 4, 2017, registered Jul 10, 2017 (97 days) · Other
- C••••••••• I••••••••• A•••••••• L•• to C••••• A•••••• N••••••• L••left Feb 28, 2017, registered Apr 11, 2016 (-323 days) · Other · moved with a team
- C••••• A•••••• N••••••• L•• to A••••••••• W••••• P•••••••left Feb 13, 2017, registered Aug 15, 2016 (-182 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C••••••••• I••••••••• A•••••••• L••left Apr 7, 2016, registered Jan 31, 2014 (-797 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address