RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J••• V•••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 20, 2026 · Wheaton, Il
- S••••• I••••••••• M••••••••• L•• independent RIAMar 6, 2017 to Feb 13, 2019 · Stockholm, Nj
- I••••••••• A••••••• C••• formerJan 3, 2014 to Dec 31, 2016 · Stockholm, Nj
- A••• state registeredNov 18, 2009 to Jan 14, 2014
- N•• E•••••• S••••••••• C••••••••• formerJul 2, 2002 to Jun 23, 2003 · Somerville, Nj
- S••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Feb 13, 2019, registered Jan 20, 2026 (2533 days) · RIA to RIA
- I••••••••• A••••••• C••• to S••••• I••••••••• M••••••••• L••left Dec 31, 2016, registered Mar 6, 2017 (65 days) · Other
- A••• to I••••••••• A••••••• C•••left Jan 14, 2014, registered Jan 3, 2014 (-11 days) · Other
- N•• E•••••• S••••••••• C••••••••• to A•••left Jun 23, 2003, registered Nov 18, 2009 (2340 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address