D••••• S••••• K•••••••

• P•• W••••• M••••••••• BD affiliated current
  since Jun 2, 2014 · Carmel, In
• F•••• T•••• S••••••••• I••• BD affiliated
  Apr 13, 2007 to Mar 28, 2014 · Indianapolis, In
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Mar 13, 2007 · Indianapolis, In
• B••• O•• S••••••••• C••••••••• unclassified
  Feb 4, 2004 to Jul 6, 2005 · Indianapolis, In

• F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••
  left Mar 28, 2014, registered Jun 2, 2014 (66 days) · Other
• C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••
  left Mar 13, 2007, registered Apr 13, 2007 (31 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address