DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• D••••• F•••••••

C• A••••••• S•••••••independent RIAWilmington, Nc IA-onlyIAPD 2709048

Feed of 09/14/2026

Also filed as Drew F•••••••

At current firm

3 y

since Apr 3, 2023

In the industry

14 y

since May 24, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C• A••••••• S••••••• independent RIA current
since Apr 3, 2023 · Wilmington, Nc
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 7, 2022 to Dec 19, 2022 · Tiburon, Ca
C•••••• S••••• • C••• I••• national BD
Dec 17, 2021 to Aug 4, 2022 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 6, 2020 to Jan 12, 2021 · Mill Valley, Ca
A•• C•••••• M••••••••• L•• unclassified
Jun 4, 2012 to Jul 11, 2013 · Tiburon, Ca

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to C• A••••••• S•••••••
left Dec 19, 2022, registered Apr 3, 2023 (105 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 4, 2022, registered Dec 7, 2022 (125 days) · Affiliated broker-dealer or bank to another · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
left Jan 12, 2021, registered Dec 17, 2021 (339 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
A•• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 11, 2013, registered Oct 6, 2020 (2644 days) · Other

Signals

A••••• D••••• F••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C• A••••••• S••••••• (registered 2023-04-03)
Dec 19, 2022 · Advisor changed firm · fact
A••••• D••••• F••••••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-12-07)
Aug 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address