DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Retiremitten Financial LLC
Latest filing Sep 16, 2026
First filing on the tape Sep 17, 2024 · 5 filings
SEC status approved since Oct 22, 2024
RAUM
$214M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$214M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$53.5M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$214M as of Mar 23, 2026
Mar 19, 2025$131M then
HNW client RAUM$134M as of Mar 23, 2026
Mar 19, 2025$78.0M then
State-registered IARs (5.B.3)4 as of Mar 23, 2026
Mar 19, 20253 then
Employees (5.A)5 as of Mar 23, 2026
Mar 19, 20253 then
Private funds: no history
RAUM +63% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $53.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $312,118derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +63%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +45%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M63%
- Individuals$80.1M37%
- Individual clients
- 138reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 685reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan D HaggardCertified Financial Planner, Chartered Financial Analyst | Clarkston, Mi | Apr 9, 2019 | 18 y | 1 |
| Michael Carmen BraszaCertified Financial Planner | Clarkston, Mi | Jun 20, 2024 | 28 y | 4 |
| Gregory Christopher NeinoCertified Financial Planner | Clarkston, Mi | Sep 9, 2024 | 19 y | 1 |
| Brian Jeffrey HamelCertified Financial Planner | Carmel, In | Sep 16, 2026 | 39 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brian Jeffrey Hamel from Schwab Wealth Advisory, Inc.Sep 16, 2026 · Other
- Gregory Christopher Neino from Charles Schwab & Co., Inc.Sep 9, 2024 · Affiliated broker-dealer or bank to independent RIA
- Michael Carmen Brasza from Mainstay Capital Management, LLCJun 20, 2024 · RIA to RIA
- Bryan D Haggard from Mainstay Capital Management, LLCApr 9, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D Bryan Haggard · Ceo & Ccocontrolsince 02/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clarkston, Mi · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Clarkston, MI
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $130,912,185 to $213,801,111 (+63.0%) between the annual amendments of 2025-03-19 and 2026-03-23; the peer median change was +15.0% (4551 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Mar 23, 2026 to Sep 16, 2026
- HQ city · MILFORD to CLARKSTONMar 23, 2026 to Sep 16, 2026
- Related adviser · false to unsetMar 23, 2026 to Sep 16, 2026
- Related bank · false to unsetMar 23, 2026 to Sep 16, 2026
- Related broker-dealer · false to unsetMar 23, 2026 to Sep 16, 2026
- Related insurance company · false to unsetMar 23, 2026 to Sep 16, 2026
- Succession · false to unsetMar 23, 2026 to Sep 16, 2026
- Accounts · 469 to 685Nov 11, 2025 to Mar 23, 2026
- Advisory employees · 3 to 4Nov 11, 2025 to Mar 23, 2026
- HNW clients · 47 to 79Nov 11, 2025 to Mar 23, 2026
- Individual clients · 103 to 138Nov 11, 2025 to Mar 23, 2026
- Employees · 3 to 5Nov 11, 2025 to Mar 23, 2026
- Financial planning clients · 51-100 to 11-25Nov 11, 2025 to Mar 23, 2026
- State-registered IARs · 3 to 4Nov 11, 2025 to Mar 23, 2026
- Discretionary RAUM · $131M to $214MNov 11, 2025 to Mar 23, 2026
- HNW RAUM · $78.0M to $134MNov 11, 2025 to Mar 23, 2026
- Individual RAUM · $52.9M to $80.1MNov 11, 2025 to Mar 23, 2026
- RAUM · $131M to $214MNov 11, 2025 to Mar 23, 2026
- Accounts · 388 to 469Sep 17, 2024 to Mar 19, 2025
- HNW clients · 40 to 47Sep 17, 2024 to Mar 19, 2025
- Individual clients · 87 to 103Sep 17, 2024 to Mar 19, 2025
- Employees · 4 to 3Sep 17, 2024 to Mar 19, 2025
- Financial planning clients · 51-100 to 51-100Sep 17, 2024 to Mar 19, 2025
- Discretionary RAUM · $109M to $131MSep 17, 2024 to Mar 19, 2025
- HNW RAUM · $65.4M to $78.0MSep 17, 2024 to Mar 19, 2025
- Individual RAUM · $43.2M to $52.9MSep 17, 2024 to Mar 19, 2025
- RAUM · $109M to $131MSep 17, 2024 to Mar 19, 2025
Signals
4 dated events
- Gregory Christopher Neino added a TX registration at Retiremitten Financial LlcSep 16, 2026 · New state registration · fact
- Brian Jeffrey Hamel added a IN registration at Retiremitten Financial LlcSep 16, 2026 · New state registration · fact
- Brian Jeffrey Hamel added a TX registration at Retiremitten Financial LlcSep 16, 2026 · New state registration · fact
- Retiremitten Financial Llc filed its initial SEC registration (Form ADV)Sep 17, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-935-0470reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/retiremitten/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
- Website
- retiremitten.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-935-0470reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026