RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• H•••••••••
- A•• I••••••••• asset manager currentsince May 13, 2021 · Boston, Ma
- H••• S••••••••• •••• I••• BD affiliatedDec 19, 2011 to Feb 25, 2020 · Boston, Ma
- B•• M••••• S••••••••• C••••••••• otherJul 6, 2009 to Nov 30, 2011 · Boston, Ma
- H••• S••••••••• •••• I••• to A•• I•••••••••left Feb 25, 2020, registered May 13, 2021 (443 days) · Other
- B•• M••••• S••••••••• C••••••••• to H••• S••••••••• •••• I•••left Nov 30, 2011, registered Dec 19, 2011 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address